Commercial Note | B3
Voltar

Securities registration

Registration of Issue and Distribution (Commercial Paper)

Instructions for filling of PDF documents:

Whenever there is an editable field, you will see a green arrow on the left side column. Hovering the cursor over a field to be filled, the page displays the name and purpose of what is to be inserted in that space. Because it is a PDF, there is a limitation of characters per field and changing the font is not possible..

Upon completion, the document can be saved in PDF format and may be printed. Versions to be sent to B3 must be completely filled in the computer, but the signature must be original and in ink.

A ) Issue Registration

  1. Issuer’s Registration Form

    1. Issuer’s Pre-Registration Form

    2. Add Address

    3. Add Contact

    4. Change Address/Additional Contacts

    5. Change Issuer’s Pre-Registration Form

    6. Print Version

  2. Signature Card

  3. Consolidated Request for Inclusions [ZIP - 178KB]

  4. Copy of “Resolutions” that approve/alter the issue

  5. Letter from the lead coordinator forwarding information regarding the issue characteristics on CD (PDF file) for internet publication. In the event that this document is under elaboration

  6. Request for Registration as per ICVM 476 [ZIP - 9KB]

  7. Issuer registration granted by the CVM

  8. Request for registration as per ICVM 476/09 for privately-held companies [ZIP - 14KB]

  9. Request for registration in single, indivisble LOT [ZIP - 8KB]

<B ) Registration Request Form

  1. For Commercial Paper [PDF– 740KB]

  2. For Agribusiness Commercial Paper [PDF– 276KB]

C) Distribution

  1. Announcement of Start of Distribution

  2. Forms for Creation of Commercial Paper

  3. For Commercial Paper [PDF– 740KB]

  4. For Agribusiness Commercial Paper [PDF– 276KB]

D) Declarations and term of agreement

  1. Custodian - Agribusiness [ZIP - 263KB]

E)  ISSUE OF PAYMENT SLIP FOR PRE-REGISTRATION OF THE ASSET

Observation: he documents above, except the copy of the “Resolutions,” must be signed according to the signature card held at B3.

In addition to the above mentioned documentation, the following documents are also required:

  • Authenticated copy of a document proving constitution and operation;

  • Authenticated copy of the Minutes of the general meeting electing the current management;

  • Copy of the Corporate Taxpayer’s ID

Observation: Documents proving the constitution and operation include resolutions of constitution and resolutions of annual or extraordinary general meetings, the company's charter or its bylaws and/or its articles of association and its operating authorization.