Central Depository | B3
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Regulatory Framework

Central Depository

In regard to centralized depository services, B3 operates as a Central Depository in the Listed and in the OTC B3, executing the centralized safekeeping of assets, the treatment of actions deliberated by the issuers, consequent security interest, periodical reconciliation of the amounts in balance and the handling of assets, among other activity.

Listed

The rules and procedures applicable to the centralized depository service in the Listed are described in the following documents:

  • BM&FBOVESPA CENTRAL DEPOSITORY RULES
  • BM&FBOVESPA CENTRAL DEPOSITORY OPERATING PROCEDURES MANUAL

The definitions of the terms used in the documents available in the Listed are available in the Glossary below:

  • Glossary

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Click here to access Circular Letters linked to B3's regulations and manuals.

OTC B3

The main operating rules and procedures related to the centralized depository services of the OTC B3 are available in Chapter IV of the OTC B3 Rulebook below.

The rules and procedures in regard to the centralized depository processes in the NoMe system are described in detail in the following document:

  • MANUAL DE OPERAÇÕES – DEPOSITÁRIA
  • MANUAL DE OPERAÇÕES – Cadastramento e Emissão – TVM
  • MANUAL DE OPERAÇÕES – COE – Certificado de Operações Estruturadas
  • MANUAL DE OPERAÇÕES – Funções – TVM
  • MANUAL DE OPERAÇÕES – Fundos21

As well as the consolidated rules of the OTC B3 Rulebook and the Manual de Operações - Depositária, B3 has specific rules organized per type of product. These detail the particular procedures of each product and are part of a composite of Manuals and Rules that can be found in the following documents.

  • MANUAL DE NORMAS – Debêntures de Distribuição Pública, NC de Distribuição Pública e Obrigações de Distribuição Pública
  • MANUAL DE NORMAS - Cotas de Fundos de Investimento
  • MANUAL DE NORMAS - CCB, CCCB, CCE e NCE
  • MANUAL DE NORMAS - LCA e CDCA
  • MANUAL DE NORMAS - CDA e WA
  • MANUAL DE NORMAS - LAM
  • MANUAL DE NORMAS - LF
  • MANUAL DE NORMAS - CCI
  • MANUAL DE NORMAS - CCR
  • MANUAL DE NORMAS - CPR
  • MANUAL DE NORMAS - CRI de Distribuição Pública e CRA de Distribuição Pública

Acess the documents

The definitions of the terms used in documents in the OTC B3 can be found in the Glossary below:

The documents listed above are the principal ones for this line of business. Other documentation relative to the OTC B3 is available at Regulations Manuals and Operating Manuals.